The president won the election with barely a vote to spare. His partisan opponents questioned the election's legitimacy -- yet in the midterm elections, where the White House's party is typically punished harshly, the president lost just four seats in the House.
The year, of course, was 1962.
In 2002, we saw the pattern of Kennedy's 1960 election repeated more starkly. Simply put, "buyer's remorse" in midterm elections far from guaranteed a loss in Congress for President Bush after his 2000 win. As I predicted in 2001 based on the work of one political scientist, Bush stood to gain in the 2002 congressional elections, all things being equal -- and he did.
Today, Bush stands triumphant having garnered not only an electoral majority but the largest vote total of any president in history. Here's a challenge, however, that he and all presidents elected with a strong popular vote face: the "surge and decline" pattern of American elections puts them at risk of sharp mid-term losses two years later.
It turns out that the same dynamic that benefited the GOP in 2002 puts it at risk in 2006.
Political scientist James E. Campbell has compiled a series of studies of midterm elections, and is perhaps the preeminent scholar on the subject. His conclusion is that midterm elections are based largely on the size of the president's win two years before. That is, the larger the win for a president on Election Day, the larger the losses for his party two years later.
Conversely, if the president should actually win the presidency with less than a majority of the popular vote, as Bush did in 2000, all things being equal, that president should pick up seats in Congress at the midterms. Thus my 2001 prediction, and thus the 2002 result.
Thumbing Our Nose at the Midterm Losses Rule of Thumb?
Used to be,
among practitioners and pundits of contemporary politics, midterm losses for
the president's party were virtually a given. In only two elections in the last
century did the pattern fray: 1934, during FDR's New Deal, and 1998, in the
wake of
Accordingly
in 2001, Roll Call reported on "A History Lesson on Midterms: Usually No
Picnic for President's Party." The piece qualified that "Although the
party out of power traditionally gains seats in the election following a
presidential race, historians say that larger forces -- such as recession or
political scandal on the scale of Watergate -- are required to spark major
change in Congress." However, on average, Roll Call tells us, the White
House's party loses 25 House seats and four senate seats.
In the coming
two years, however, there may be a temptation to approach the mid-term
elections differently, both on the part of the party in power and the press.
Both of the last mid-term elections spared the incumbent significant losses,
and the memory of the last harsh mid-term is now a decade in the past. Many
will point to 1998 and 2002 and predict that the off-year election curse is
broken along with the Curse of the Bambino.
So can we
thumb our noses at the mid-term losses rule of thumb?
"Surge
and Decline"
In 1960, the
seminal work The American Voter (1960) was published in a collaboration of
scholars from the
In 1987,
James E. Campbell revisited Voter's model. Contrary to the theory of Voter,
Why? Because,
he speculated, Independents are the voters most likely to be influenced by the
course of the campaign. By contrast, partisans "contribute to presidential
coattails...primarily through their turnout decisions."
Certainly
this jives with what we just saw. Leading up to Tuesday, in race after race at
the Congressional level, pre-election polling cast a dim view of Republican
chances: in
The reversal
of these coattail forces -- with Independents being persuaded by the winning
presidential campaign, while more importantly partisans of that campaign turn
out in higher numbers -- in theory would sharpen the impact of the president's
actual win on the midterm election. That is, if it is in fact a surge of the
president's party that helps bring him to office -- not the surge of
Independents that Voter had theorized -- then the loss of that surge two years
later would have an extremely strong effect on the success or failure of
congressional candidates.
The findings
are clear, said
"A one
percentage point increase in the presidential vote sets the party up to sustain
a loss of four to five [House] seats in the next midterm."
After
Eisenhower's big win in 1954, for instance, the Roll Call piece noted that,
"While many Republicans had swept into office on Eisenhower's coattails
during the preceding presidential election, they were swept out with the
predominant political trends of the time two years later." By contrast, in
1962, after Kennedy's bare victory over Nixon, as we've seen, the Democrats
sustained only minor losses. The same was true in 1998 after Clinton's strong
1996 win was held under 50% by H. Ross Perot, and in 2002 after George W. Bush
lost the popular vote but won the presidency.
Is there a
positive effect during the Surge, that is, "coattails"? Campbell
finds that in a mirror image of midterm elections, when controlling for the
number of seats already held, in presidential years, "for every additional
percentage point of the presidential vote, the party can expect typically to
gain...better than three House seats."
Thus the size of the president's win has an extremely important impact on the shape of the Congress, both during the presidential election and two years later.
The Referendum Effect
In 1992,
James Campbell updated his model to check for a so-called Referendum Effect,
which was proposed as an alternative explanation by other political scientists
(especially Tufte in 1987). The Referendum Effect scholars theorized that the
success or failure of the president's agenda had a dramatic effect on
Congressional losses in the midterms.
Campbell
agreed, but he brought to light a crucial distinction. "Midterm elections
are also in part referenda on the performance of the president," he
acknowledged -- but, he insisted, a midterm is "a muted referendum."
The referendum effect helps determine the size of the loss, Campbell said,
almost never counterbalancing it. He describes the effect this way:
"The
president's party consistently loses in the midterm because of the prior
presidential surge; its losses vary a good deal because the public's midterm
judgments vary, but also, at least as importantly, because the magnitude of the
prior presidential surge varies."
According to
Campbell, the size of the surge is "a result of the withdrawal of the
strong and positive short-term forces of the prior presidential election year
and the public's midterm judgment of the administration's performance."
That of course includes the economy's state at the time of the election.
However, the
overall message remains clear: the margin of the president's victory is the
source of the fact of midterm losses; that margin combined with other factors
determine its size. Combining three effects -- the size of the presidential
victory two years before, the popularity of the president leading up to
election day, and the state of the economy -- explains 90% of the variation in
seat change from 1946-1990, a whopping number that would make most political
scientists drool in envy.
2000 vs. 2004
-- From Parity to Surge
On December
13, 2000, George W. Bush became the first son of a president since 1825 to gain
the White House. He lost the popular vote by three tenths of one percent --
49.8 million to 50.2 million votes. The press' reaction was to predict a
terrible hangover after the 36-day post-election party. The Boston Globe, for
instance, noted that Bush had inherited with his election "a sharply
divided electorate, a whisper-thin Republican majority in the House, and a Senate
split 50-50 for the first time in its history."
The
implications for Congress? The recent Roll Call piece noted that "if
history is a guide, the midterm elections following the installation of George
W. Bush as president should be a boon for House and Senate Democrats, who stand
a hair's breadth away from capturing majorities in both chambers."
Yet,
Campbell's study proved accurate, and Bush gained seats in Congress.
This year, by
contrast, the Republicans have seen a clear surge. Karl Rove's much-maligned strategy
of appealing to the base jackpotted the President into the White House and a
wealth of new legislators onto Capitol Hill.
While votes
are still being counted, today the President leads Sen. Kerry 59,117,523 to
55,587,524, or 51%-48% (http://news.yahoo.com/elections).
President Bush's share of the two-party vote -- the crucial variable in
Campbell's calculation, is higher -- about 51.5%. In 2000, the President won
50,456,002 votes, while Gore captured 50,999,897, for a baseline of 49.7%. The
difference is about 2 percentage points. By Campbell Math, that two
percentage-point difference translates into a 5-10 seat loss in the House of
Representatives. Not an enormous, 1994-style rout, but a set-back nonetheless.
What is to be
Done?
Why rain on
the Bush parade? Three reasons, if you're a Republican.
First,
Republicans on the Hill should understand they face a relatively tough fight in
2006, at least in theory. Under no circumstances should 1998 and 2002 lure the
GOP into a false sense of security, that mid-terms have lost their bite, if
they know what's good for them. One would expect an uphill race, so Republicans
should prepare for it starting right now, today.
Second,
Republicans everywhere should prepare the public and the media. Both audiences
tend to view the mid-term elections as the Referendum Effect scholars view
them: As an up-or-down vote on the president's governing. Getting the word out
that a large win like Bush's leads to challenges down the road will help manage
expectations.
Third,
following the first two, Republicans in the White House have History to
consider. To the extent that the focus of the GOP turns now to
"legacy" issues, it's important both that the Hill be prepared to
fend off a Democratic tide, and that the press understand that tide exists.
Otherwise, if mid-term losses do materialize, any accomplishments of the next
two years will be muted by a sense the public rejected it.
Obviously,
the sense that crusading Democrats may come crashing through the GOP defenses
in the House and Senate is not an encouraging message to spread in the days and
weeks to come. Such things have an impact on vulnerable incumbents' decision of
whether or not to run. But conservatives must be forewarned, and so forearmed.
Finally, note
for the record something utterly intuitive. Campbell's model controls for two
things: the president's popularity and the economy. In other words, increases
in presidential popularity and improvements in the economy can slacken the
force of post-surge declines.
Thus managing
expectations and preparations for a hard-fought off-year election battle should
be coupled with a conscious campaign to improve the economy and the president's
standing, taking care to avoid the overreaching that put Clinton's approval
ratings into a tailspin and generated the 1994 Gingrich Wave. The economy and
the president's approval cannot eliminate a mid-year decline, Campbell teaches,
but it can modulate its size.
As Campbell
put it, "there is a presidential pulse to congressional elections."
The GOP
should be working today to see that the Democrats' 2006 pulse skips a beat.
See: James E. Campbell. 1993. Surge and Decline: The National Evidence. In Controversies in Voting Behavior. Washington, D.C.: Congressional Quarterly, pp. 222-240









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